Respiratory Failure
Inadequate gas exchange classified as Type 1 (hypoxaemic, PaO₂ <8 kPa) or Type 2 (hypercapnic, PaCO₂ >6 kPa). Requires prompt identification and management of underlying cause.
Key Facts
Type 1 (hypoxaemic): PaO₂ <8 kPa with normal/low PaCO₂ — caused by V/Q mismatch or shunt (e.g. pneumonia, PE, ARDS, pulmonary fibrosis) Type 2 (hypercapnic): PaCO₂ >6 kPa ± low PaO₂ — caused by alveolar hypoventilation (e.g. COPD, neuromuscular disease, chest wall deformity, drug overdose) BTS emergency oxygen guideline: target SpO₂ 94-98% for most patients; 88-92% for those at risk of hypercapnic failure (COPD, obesity hypoventilation, neuromuscular disease) A-a gradient helps distinguish causes: raised in V/Q mismatch/shunt; normal in hypoventilation NIV (BiPAP) is first-line for acute hypercapnic respiratory failure in COPD exacerbations with pH 7.25-7.35 — NICE NG115 Acute-on-chronic Type 2 failure: look for acute deterioration in chronic CO₂ retainers — raised bicarbonate on ABG suggests chronicity
Overview
Key Facts
Respiratory failure is defined as failure of the respiratory system to maintain adequate gas exchange. It is classified into Type 1 (hypoxaemic) and Type 2 (hypercapnic, ventilatory failure). Both may be acute, chronic, or acute-on-chronic.
Epidemiology
Respiratory failure is one of the commonest reasons for hospital admission and ICU referral. COPD exacerbations account for approximately 115,000 emergency admissions annually in the UK, many with Type 2 respiratory failure. Community-acquired pneumonia affects 1-5 per 1,000 adults annually, frequently causing Type 1 failure.
Aetiology
Type 1 (hypoxaemic):
- V/Q mismatch: pneumonia, asthma, PE, atelectasis
- Shunt: ARDS, pulmonary AVM, hepatopulmonary syndrome
- Diffusion impairment: pulmonary fibrosis (usually exercise-limited)
- Low inspired O₂: altitude
Type 2 (hypercapnic):
- Reduced drive: opioid/sedative overdose, brainstem lesion, central sleep apnoea
- Neuromuscular: motor neurone disease, Guillain-Barré, myasthenia gravis, muscular dystrophy
- Chest wall: kyphoscoliosis, flail chest, obesity hypoventilation syndrome
- Airways: severe COPD, life-threatening asthma
Pathophysiology
Type 1: V/Q mismatch occurs when ventilation and perfusion are mismatched (e.g. perfused but poorly ventilated alveoli in pneumonia). True shunt (blood bypassing ventilated alveoli) is refractory to supplemental O₂. The A-a gradient is elevated.
Type 2: Alveolar hypoventilation leads to CO₂ accumulation. Using the alveolar gas equation: PAO₂ = PIO₂ − (PaCO₂/R), rising PaCO₂ directly reduces PAO₂. In chronic Type 2 failure, renal compensation retains bicarbonate to buffer the respiratory acidosis.
Clinical Presentation
Type 1 Respiratory Failure
- Dyspnoea, tachypnoea (RR >20)
- Tachycardia, use of accessory muscles
- Cyanosis (central — tongue, lips)
- Features of underlying cause (e.g. crackles in pneumonia, wheeze in asthma)
- Confusion and agitation (hypoxia)
Type 2 Respiratory Failure
- Dyspnoea (may be less prominent if chronic)
- CO₂ retention signs: drowsiness, confusion, flapping tremor (asterixis), bounding pulse, warm peripheries, headache (especially morning)
- Papilloedema (chronic hypercapnia)
- Reduced respiratory rate if cause is reduced drive
Red Flags
- SpO₂ <85% or rapidly falling
- RR <8 or >35
- GCS falling or inability to speak in sentences
- Silent chest in asthma (near-fatal)
- pH <7.25 on ABG
- Signs of respiratory muscle fatigue (paradoxical abdominal movement)
Differential Diagnosis
| Diagnosis | Key Features | Investigation |
|---|---|---|
| Pneumonia | Fever, productive cough, focal crackles | CXR consolidation, sputum culture, CRP |
| Acute COPD exacerbation | Known COPD, increased sputum/dyspnoea | ABG (raised PaCO₂, raised HCO₃⁻), CXR |
| Pulmonary embolism | Pleuritic pain, risk factors, clear CXR | CTPA, D-dimer, Wells score |
| Acute severe asthma | Wheeze, PEFR <50%, unable to complete sentences | PEFR, ABG, CXR |
| Heart failure (pulmonary oedema) | Orthopnoea, bilateral crackles, raised JVP | BNP, CXR, echocardiography |
| Neuromuscular weakness | Progressive weakness, bulbar features, normal CXR | FVC (serial), NCS/EMG, anti-AChR antibodies |
| Opioid overdose | Pinpoint pupils, low RR, track marks | Drug screen, naloxone response |
| Pneumothorax | Sudden pleuritic pain, reduced breath sounds | CXR, lung ultrasound |
Diagnosis / Investigation
Bedside
- ABG: essential — determines type (PaO₂, PaCO₂, pH, HCO₃⁻, A-a gradient, lactate)
- SpO₂ monitoring: continuous pulse oximetry
- PEFR: if asthma/COPD suspected
- ECG: arrhythmia, RV strain (PE), ischaemia
Bloods
- FBC: anaemia (reduced O₂ carrying capacity), raised WCC (infection)
- CRP/procalcitonin: infection markers
- U&Es: renal function, electrolyte derangement
- BNP/NT-proBNP: cardiac failure assessment
- D-dimer: PE screening (if low pre-test probability)
- Venous blood gas: can screen for hypercapnia if ABG delayed
Imaging
- CXR: consolidation, pulmonary oedema, pneumothorax, pleural effusion
- CTPA: if PE suspected
- CT thorax: if ILD, malignancy, or complex pathology
- Lung ultrasound: pleural effusion, consolidation, pneumothorax, B-lines
Special Tests
- Forced vital capacity (FVC): serial measurement in neuromuscular disease — FVC <1L or <15 ml/kg indicates need for ventilatory support
- Sleep study (polysomnography): if obesity hypoventilation or sleep-disordered breathing suspected
- Diaphragm ultrasound/sniff test: diaphragmatic paralysis
Management
Non-pharmacological
- Controlled oxygen therapy: target SpO₂ 94-98% (most patients) or 88-92% (COPD, obesity hypoventilation, neuromuscular disease) per BTS oxygen guideline
- Venturi mask for precise FiO₂ delivery in Type 2 failure risk patients
- Positioning: sit upright to optimise diaphragmatic excursion
- NIV (BiPAP): first-line for acute hypercapnic respiratory failure with pH 7.25-7.35 in COPD — start IPAP 12-15 cmH₂O, EPAP 4-5 cmH₂O (NICE NG115)
- CPAP: for Type 1 failure (e.g. pulmonary oedema, obesity)
Pharmacological
- Treat underlying cause: antibiotics for pneumonia, bronchodilators for COPD/asthma, anticoagulation for PE
- Doxapram 1.5-4 mg/min IV: respiratory stimulant if NIV unavailable or not tolerated (rarely used now)
- Naloxone 400 mcg IV (repeat every 2-3 min, max 10 mg): opioid overdose causing Type 2 failure
- Aminophylline 5 mg/kg IV loading (if not on theophylline), then 0.5 mg/hr: adjunct in severe COPD
Surgical/Interventional
- Invasive mechanical ventilation: if NIV fails (pH <7.25 after 1-2 hours), GCS <8, or respiratory arrest
- Intercostal drain: tension/large pneumothorax
- Tracheostomy: prolonged ventilatory weaning, bulbar neuromuscular disease
Referral Criteria
- Refer to ICU/HDU if failing NIV, pH <7.25, or requiring FiO₂ >0.6
- Respiratory/neurology referral for new neuromuscular presentations
- Home NIV service referral for chronic Type 2 failure (obesity hypoventilation, neuromuscular, chest wall disease)
Prognosis
Prognosis depends on the underlying cause. In-hospital mortality for acute COPD exacerbations requiring NIV is approximately 12-15%. Mortality from ARDS-related respiratory failure is 35-46%. Neuromuscular causes (e.g. Guillain-Barré) may have full recovery with supportive care. Patients requiring invasive ventilation have ICU mortality of 20-40% depending on age and comorbidities. Survivors of prolonged ventilation may have persistent functional impairment; 25% of ICU survivors have impaired lung function at 1 year.
Other Relevant Information
Classification Summary
| Feature | Type 1 | Type 2 |
|---|---|---|
| PaO₂ | <8 kPa | <8 kPa (often) |
| PaCO₂ | Normal/low | >6 kPa |
| A-a gradient | Raised | Normal (pure hypoventilation) |
| Common causes | Pneumonia, PE, ARDS | COPD, NM disease, overdose |
| O₂ target | 94-98% | 88-92% |
| Ventilatory support | CPAP, HFNO | NIV (BiPAP) |
ABG Interpretation Pattern
| Pattern | pH | PaCO₂ | HCO₃⁻ | Interpretation |
|---|---|---|---|---|
| Acute Type 2 | Low | High | Normal | Uncompensated respiratory acidosis |
| Chronic Type 2 | Normal | High | High | Compensated respiratory acidosis |
| Acute-on-chronic | Low | Very high | High | Partially compensated |