TextbookRespiratory MedicineRespiratory Failure

Respiratory Failure

Inadequate gas exchange classified as Type 1 (hypoxaemic, PaO₂ <8 kPa) or Type 2 (hypercapnic, PaCO₂ >6 kPa). Requires prompt identification and management of underlying cause.

Key Facts

Type 1 (hypoxaemic): PaO₂ <8 kPa with normal/low PaCO₂ — caused by V/Q mismatch or shunt (e.g. pneumonia, PE, ARDS, pulmonary fibrosis) Type 2 (hypercapnic): PaCO₂ >6 kPa ± low PaO₂ — caused by alveolar hypoventilation (e.g. COPD, neuromuscular disease, chest wall deformity, drug overdose) BTS emergency oxygen guideline: target SpO₂ 94-98% for most patients; 88-92% for those at risk of hypercapnic failure (COPD, obesity hypoventilation, neuromuscular disease) A-a gradient helps distinguish causes: raised in V/Q mismatch/shunt; normal in hypoventilation NIV (BiPAP) is first-line for acute hypercapnic respiratory failure in COPD exacerbations with pH 7.25-7.35 — NICE NG115 Acute-on-chronic Type 2 failure: look for acute deterioration in chronic CO₂ retainers — raised bicarbonate on ABG suggests chronicity

Overview

Key Facts

Respiratory failure is defined as failure of the respiratory system to maintain adequate gas exchange. It is classified into Type 1 (hypoxaemic) and Type 2 (hypercapnic, ventilatory failure). Both may be acute, chronic, or acute-on-chronic.

Epidemiology

Respiratory failure is one of the commonest reasons for hospital admission and ICU referral. COPD exacerbations account for approximately 115,000 emergency admissions annually in the UK, many with Type 2 respiratory failure. Community-acquired pneumonia affects 1-5 per 1,000 adults annually, frequently causing Type 1 failure.

Aetiology

Type 1 (hypoxaemic):

  • V/Q mismatch: pneumonia, asthma, PE, atelectasis
  • Shunt: ARDS, pulmonary AVM, hepatopulmonary syndrome
  • Diffusion impairment: pulmonary fibrosis (usually exercise-limited)
  • Low inspired O₂: altitude

Type 2 (hypercapnic):

  • Reduced drive: opioid/sedative overdose, brainstem lesion, central sleep apnoea
  • Neuromuscular: motor neurone disease, Guillain-Barré, myasthenia gravis, muscular dystrophy
  • Chest wall: kyphoscoliosis, flail chest, obesity hypoventilation syndrome
  • Airways: severe COPD, life-threatening asthma

Pathophysiology

Type 1: V/Q mismatch occurs when ventilation and perfusion are mismatched (e.g. perfused but poorly ventilated alveoli in pneumonia). True shunt (blood bypassing ventilated alveoli) is refractory to supplemental O₂. The A-a gradient is elevated.

Type 2: Alveolar hypoventilation leads to CO₂ accumulation. Using the alveolar gas equation: PAO₂ = PIO₂ − (PaCO₂/R), rising PaCO₂ directly reduces PAO₂. In chronic Type 2 failure, renal compensation retains bicarbonate to buffer the respiratory acidosis.

Clinical Presentation

Type 1 Respiratory Failure

  • Dyspnoea, tachypnoea (RR >20)
  • Tachycardia, use of accessory muscles
  • Cyanosis (central — tongue, lips)
  • Features of underlying cause (e.g. crackles in pneumonia, wheeze in asthma)
  • Confusion and agitation (hypoxia)

Type 2 Respiratory Failure

  • Dyspnoea (may be less prominent if chronic)
  • CO₂ retention signs: drowsiness, confusion, flapping tremor (asterixis), bounding pulse, warm peripheries, headache (especially morning)
  • Papilloedema (chronic hypercapnia)
  • Reduced respiratory rate if cause is reduced drive

Red Flags

  • SpO₂ <85% or rapidly falling
  • RR <8 or >35
  • GCS falling or inability to speak in sentences
  • Silent chest in asthma (near-fatal)
  • pH <7.25 on ABG
  • Signs of respiratory muscle fatigue (paradoxical abdominal movement)

Differential Diagnosis

DiagnosisKey FeaturesInvestigation
PneumoniaFever, productive cough, focal cracklesCXR consolidation, sputum culture, CRP
Acute COPD exacerbationKnown COPD, increased sputum/dyspnoeaABG (raised PaCO₂, raised HCO₃⁻), CXR
Pulmonary embolismPleuritic pain, risk factors, clear CXRCTPA, D-dimer, Wells score
Acute severe asthmaWheeze, PEFR <50%, unable to complete sentencesPEFR, ABG, CXR
Heart failure (pulmonary oedema)Orthopnoea, bilateral crackles, raised JVPBNP, CXR, echocardiography
Neuromuscular weaknessProgressive weakness, bulbar features, normal CXRFVC (serial), NCS/EMG, anti-AChR antibodies
Opioid overdosePinpoint pupils, low RR, track marksDrug screen, naloxone response
PneumothoraxSudden pleuritic pain, reduced breath soundsCXR, lung ultrasound

Diagnosis / Investigation

Bedside

  • ABG: essential — determines type (PaO₂, PaCO₂, pH, HCO₃⁻, A-a gradient, lactate)
  • SpO₂ monitoring: continuous pulse oximetry
  • PEFR: if asthma/COPD suspected
  • ECG: arrhythmia, RV strain (PE), ischaemia

Bloods

  • FBC: anaemia (reduced O₂ carrying capacity), raised WCC (infection)
  • CRP/procalcitonin: infection markers
  • U&Es: renal function, electrolyte derangement
  • BNP/NT-proBNP: cardiac failure assessment
  • D-dimer: PE screening (if low pre-test probability)
  • Venous blood gas: can screen for hypercapnia if ABG delayed

Imaging

  • CXR: consolidation, pulmonary oedema, pneumothorax, pleural effusion
  • CTPA: if PE suspected
  • CT thorax: if ILD, malignancy, or complex pathology
  • Lung ultrasound: pleural effusion, consolidation, pneumothorax, B-lines

Special Tests

  • Forced vital capacity (FVC): serial measurement in neuromuscular disease — FVC <1L or <15 ml/kg indicates need for ventilatory support
  • Sleep study (polysomnography): if obesity hypoventilation or sleep-disordered breathing suspected
  • Diaphragm ultrasound/sniff test: diaphragmatic paralysis

Management

Non-pharmacological

  • Controlled oxygen therapy: target SpO₂ 94-98% (most patients) or 88-92% (COPD, obesity hypoventilation, neuromuscular disease) per BTS oxygen guideline
  • Venturi mask for precise FiO₂ delivery in Type 2 failure risk patients
  • Positioning: sit upright to optimise diaphragmatic excursion
  • NIV (BiPAP): first-line for acute hypercapnic respiratory failure with pH 7.25-7.35 in COPD — start IPAP 12-15 cmH₂O, EPAP 4-5 cmH₂O (NICE NG115)
  • CPAP: for Type 1 failure (e.g. pulmonary oedema, obesity)

Pharmacological

  • Treat underlying cause: antibiotics for pneumonia, bronchodilators for COPD/asthma, anticoagulation for PE
  • Doxapram 1.5-4 mg/min IV: respiratory stimulant if NIV unavailable or not tolerated (rarely used now)
  • Naloxone 400 mcg IV (repeat every 2-3 min, max 10 mg): opioid overdose causing Type 2 failure
  • Aminophylline 5 mg/kg IV loading (if not on theophylline), then 0.5 mg/hr: adjunct in severe COPD

Surgical/Interventional

  • Invasive mechanical ventilation: if NIV fails (pH <7.25 after 1-2 hours), GCS <8, or respiratory arrest
  • Intercostal drain: tension/large pneumothorax
  • Tracheostomy: prolonged ventilatory weaning, bulbar neuromuscular disease

Referral Criteria

  • Refer to ICU/HDU if failing NIV, pH <7.25, or requiring FiO₂ >0.6
  • Respiratory/neurology referral for new neuromuscular presentations
  • Home NIV service referral for chronic Type 2 failure (obesity hypoventilation, neuromuscular, chest wall disease)

Prognosis

Prognosis depends on the underlying cause. In-hospital mortality for acute COPD exacerbations requiring NIV is approximately 12-15%. Mortality from ARDS-related respiratory failure is 35-46%. Neuromuscular causes (e.g. Guillain-Barré) may have full recovery with supportive care. Patients requiring invasive ventilation have ICU mortality of 20-40% depending on age and comorbidities. Survivors of prolonged ventilation may have persistent functional impairment; 25% of ICU survivors have impaired lung function at 1 year.

Other Relevant Information

Classification Summary

FeatureType 1Type 2
PaO₂<8 kPa<8 kPa (often)
PaCO₂Normal/low>6 kPa
A-a gradientRaisedNormal (pure hypoventilation)
Common causesPneumonia, PE, ARDSCOPD, NM disease, overdose
O₂ target94-98%88-92%
Ventilatory supportCPAP, HFNONIV (BiPAP)

ABG Interpretation Pattern

PatternpHPaCO₂HCO₃⁻Interpretation
Acute Type 2LowHighNormalUncompensated respiratory acidosis
Chronic Type 2NormalHighHighCompensated respiratory acidosis
Acute-on-chronicLowVery highHighPartially compensated