Obesity Hypoventilation Syndrome
Combination of obesity (BMI ≥30 kg/m²) and chronic daytime hypercapnia (PaCO₂ >6.0 kPa) in the absence of other causes of hypoventilation. Often coexists with OSA (~90%).
Key Facts
Definition: BMI ≥30 kg/m² + daytime awake PaCO₂ >6.0 kPa (>45 mmHg) in absence of other cause of hypoventilation Previously known as Pickwickian syndrome (after Dickens' character Joe) ~90% have coexistent OSA; ~10% have sleep hypoventilation without OSA Mechanism: obesity → reduced chest wall compliance + respiratory muscle impairment + blunted central chemoreceptor response to CO₂ Serum bicarbonate >27 mmol/L in an obese patient with daytime somnolence should raise suspicion (compensated respiratory acidosis) Treatment: CPAP (if predominantly OSA) or NIV (BiPAP — if persistent hypercapnia); weight loss is definitive Untreated: high morbidity/mortality — pulmonary hypertension, cor pulmonale, polycythaemia Bariatric surgery can be curative in appropriate patients
Overview
Key Facts
Obesity hypoventilation syndrome (OHS) is defined by the triad of obesity (BMI ≥30 kg/m²), chronic daytime hypercapnia (PaCO₂ >6.0 kPa), and sleep-disordered breathing, in the absence of other identifiable causes of hypoventilation.
Epidemiology
- Prevalence: ~0.15-0.4% of general population; ~10-20% of obese patients with OSA
- Affects ~30% of patients with severe obesity (BMI >40)
- Increasing prevalence in parallel with obesity epidemic
- Often undiagnosed: many cases only recognised during acute hospital admission
- Present in ~8-20% of patients referred for sleep studies
Aetiology
- Severe obesity → mechanical respiratory impairment
- Coexistent OSA in ~90% (OHS-OSA phenotype)
- ~10% have sleep hypoventilation without significant OSA (OHS-non-OSA phenotype)
- Central chemoreceptor insensitivity to CO₂ (acquired, possibly leptin-mediated)
Pathophysiology
- Mechanical: excess adipose tissue reduces chest wall compliance and restricts diaphragmatic excursion → reduced tidal volume, increased work of breathing → alveolar hypoventilation
- Central: acquired blunting of hypercapnic ventilatory response (possibly due to leptin resistance)
- Metabolic: chronic CO₂ retention → renal bicarbonate retention (compensatory metabolic alkalosis) → further blunting of central drive
- OSA component: repetitive nocturnal apnoeas worsen overnight CO₂ retention
- Consequences: pulmonary hypertension, cor pulmonale, polycythaemia, hypoxaemia
Clinical Presentation
Typical Presentation
- Morbid obesity (BMI often >40 kg/m²)
- Excessive daytime somnolence
- Morning headaches (hypercapnia)
- Dyspnoea on exertion
- Loud snoring, witnessed apnoeas (if OSA component)
- Poor concentration, cognitive impairment
Clinical Signs
- Morbid obesity, large neck circumference
- Central cyanosis
- Plethora (polycythaemia)
- Raised JVP, peripheral oedema, hepatomegaly (cor pulmonale)
- Reduced chest wall expansion
- Somnolent/drowsy patient
Acute Presentation (Acute-on-Chronic Respiratory Failure)
- Often presents as acute hypercapnic respiratory failure during intercurrent illness
- Confusion, drowsiness, flapping tremor (CO₂ narcosis)
- May require emergency NIV
- High hospital mortality (~18% in-hospital)
Red Flags
- Acute hypercapnic respiratory failure (pH <7.35, PaCO₂ >6 kPa)
- Signs of cor pulmonale (raised JVP, oedema, hepatomegaly)
- Polycythaemia on FBC (Hb >160 g/L)
- Serum bicarbonate >27 mmol/L in obese patient
- Overnight SpO₂ <80% for prolonged periods
Differential Diagnosis
| Diagnosis | Key Features | Investigation |
|---|---|---|
| OSA without OHS | AHI ≥5, normal daytime PaCO₂, no hypercapnia | ABG (normal PaCO₂), sleep study |
| COPD (type 2 respiratory failure) | Smoking history, airflow obstruction on spirometry | Spirometry, ABG |
| Neuromuscular disease | Weakness, reduced respiratory muscle strength | NIF, SNIP, CK, EMG |
| Chest wall deformity (kyphoscoliosis) | Structural abnormality, reduced lung volumes | CXR, CT |
| Central sleep apnoea | Heart failure, opioid use, Cheyne-Stokes | Polysomnography |
| Hypothyroidism | Weight gain, fatigue, cold intolerance, myxoedema | TFTs |
| Diaphragm paralysis | Orthopnoea, paradoxical abdominal movement | Fluoroscopy (sniff test), NCS |
Diagnosis / Investigation
Bedside
- ABG: daytime awake PaCO₂ >6.0 kPa confirms chronic hypercapnia; raised HCO₃⁻ (>27 mmol/L) suggests chronicity
- Pulse oximetry: daytime and overnight
- BMI: ≥30 (usually ≥35-40)
- Epworth Sleepiness Scale: typically elevated
Bloods
- FBC: polycythaemia (chronic hypoxia)
- U&Es: serum bicarbonate >27 mmol/L
- TFTs: exclude hypothyroidism
- HbA1c: diabetes screening
- BNP/NT-proBNP: if heart failure/pulmonary hypertension suspected
Sleep Study
- Overnight oximetry: sustained desaturation ± sawtooth pattern (OSA)
- Polysomnography with CO₂ monitoring: gold standard; quantify AHI, confirm nocturnal hypoventilation (rise in PtcCO₂ >1.3 kPa during sleep)
Imaging/Special Tests
- CXR: cardiomegaly, elevated hemidiaphragms
- Echocardiography: pulmonary hypertension, RV dysfunction, LV dysfunction
- Spirometry: restrictive pattern (reduced FVC, normal FEV₁/FVC ratio); exclude obstructive disease
- Respiratory muscle assessments: MIP, SNIP (exclude neuromuscular weakness)
Management
Non-pharmacological
- Weight loss: most important long-term intervention; 10% loss can significantly improve ventilation
- Dietary counselling: high-protein, calorie-restricted diet
- Exercise: supervised programme as tolerated
Pharmacological
- Limited pharmacological options
- Acetazolamide 250mg BD: respiratory stimulant (carbonic anhydrase inhibitor); may reduce bicarbonate and stimulate ventilation; limited evidence
- Treat comorbidities: diabetes (metformin, GLP-1 agonists which also promote weight loss), hypertension, heart failure
- Avoid sedatives, opioids (worsen hypoventilation)
Ventilatory Support
CPAP:
- First-line if predominantly OSA phenotype (AHI >30) without severe resting hypercapnia
- Resolves hypercapnia in ~50% of OHS patients with severe OSA
NIV (bilevel positive airway pressure — BiPAP):
- For persistent hypercapnia despite CPAP, or OHS without significant OSA
- Typical settings: IPAP 18-25 cmH₂O, EPAP 6-10 cmH₂O, back-up rate 14-16
- Nocturnal use (minimum 4-6 hours/night)
- Improves daytime PaCO₂, symptoms, and survival
LTOT:
- If persistent hypoxaemia (PaO₂ ≤7.3 kPa on stable ABGs) despite NIV
- Use ≥15 hours/day
Surgical/Interventional
- Bariatric surgery: potentially curative; significant improvement or resolution of OHS in >60-80%
- Indicated for BMI ≥40 or ≥35 with comorbidities
- Roux-en-Y gastric bypass or sleeve gastrectomy
- Peri-operative risks: must optimise NIV pre-operatively
Referral Criteria
- Respiratory/sleep specialist for all suspected OHS
- Bariatric surgery assessment if BMI ≥40 (or ≥35 with comorbidities)
- Dietitian and weight management service
- ICU if acute hypercapnic respiratory failure
Prognosis
- Untreated OHS has significantly higher mortality than simple obesity or OSA alone
- 18-month mortality untreated: ~23% (vs ~9% with treatment)
- In-hospital mortality for acute presentation: ~18%
- NIV/CPAP improves survival, daytime gas exchange, and quality of life
- Bariatric surgery: can normalise ABG and cure OHS in 60-80%
- Weight loss of 25-30% typically resolves hypercapnia
- Pulmonary hypertension and cor pulmonale are partially reversible with NIV and weight loss
- Long-term prognosis depends on adherence to NIV and weight management
Other Relevant Information
OHS Diagnostic Criteria
| Criterion | Requirement |
|---|---|
| BMI | ≥30 kg/m² |
| Daytime PaCO₂ | >6.0 kPa (>45 mmHg) |
| Sleep-disordered breathing | OSA or nocturnal hypoventilation |
| Other causes excluded | No COPD, NMD, chest wall disease, hypothyroidism |
OHS Phenotypes
| Phenotype | Features | Treatment |
|---|---|---|
| OHS + severe OSA (~90%) | AHI >30, nocturnal desaturation | CPAP first; NIV if persistent hypercapnia |
| OHS without OSA (~10%) | AHI <5, nocturnal hypoventilation | NIV |
Distinguishing OHS from OSA
| Feature | OHS | OSA alone |
|---|---|---|
| Daytime PaCO₂ | Elevated (>6 kPa) | Normal |
| Serum HCO₃⁻ | >27 mmol/L | Normal |
| Daytime SpO₂ | Often reduced | Normal |
| Polycythaemia | Present | Absent |
| Pulmonary HTN | Common | Less common |