TextbookPublic Health & EpidemiologyRandomised Controlled Trials

Randomised Controlled Trials

The randomised controlled trial is the gold standard for evaluating the efficacy of interventions, using random allocation to minimise bias and confounding, with intention-to-treat analysis preserving the integrity of randomisation.

PLAB 1UKMLA0 questions

Key Facts

RCTs are the gold standard for evaluating treatment efficacy; provide Level 1b evidence Randomisation ensures groups are comparable for known and unknown confounders Allocation concealment prevents selection bias by keeping group assignment hidden until enrolment Blinding reduces performance and detection bias: single-blind (participant), double-blind (participant + assessor), triple-blind (+ analyst) Intention-to-treat (ITT) analysis: analyses all participants in their allocated group regardless of adherence; preserves randomisation benefit Per-protocol analysis: analyses only those who completed treatment as intended; may overestimate treatment effect Power calculation: sample size determined to detect a clinically meaningful difference with adequate statistical power (typically 80-90%) CONSORT statement: standardised reporting framework for RCTs; includes flow diagram

Overview

Key Facts

The RCT is the most rigorous method for determining whether a cause-effect relationship exists between an intervention and outcome. Proper conduct requires attention to randomisation, blinding, sample size, and analysis.

Study Conduct

  1. Define research question (PICO: Population, Intervention, Comparator, Outcome)
  2. Calculate sample size (power calculation)
  3. Recruit participants (inclusion/exclusion criteria)
  4. Randomisation (simple, block, stratified, minimisation)
  5. Allocation concealment
  6. Intervention delivery
  7. Blinding of participants, clinicians, outcome assessors
  8. Follow-up and outcome measurement
  9. Analysis (ITT primary; per-protocol secondary)
  10. Reporting (CONSORT)

Types of RCT

  • Parallel group: most common; two or more groups run simultaneously
  • Crossover: each participant receives both treatments in sequence; washout period between
  • Factorial: tests two or more interventions simultaneously (e.g. ISIS-2: aspirin × streptokinase)
  • Cluster: randomises groups (e.g. GP practices) rather than individuals
  • Non-inferiority/equivalence: tests whether new treatment is not worse than standard
  • Adaptive: allows modification of trial design based on interim results

Randomisation Methods

  • Simple: coin flip/random number generator
  • Block: ensures balanced groups at regular intervals
  • Stratified: stratifies by important prognostic factors before randomisation
  • Minimisation: algorithm-based allocation balancing multiple factors

Clinical Presentation

Interpreting RCT Results

  • Primary outcome: pre-specified main outcome of interest
  • Secondary outcomes: additional outcomes; hypothesis-generating
  • Absolute risk reduction (ARR): difference in event rates between groups
  • Relative risk reduction (RRR): proportional reduction in risk
  • NNT: number needed to treat to prevent one event (1/ARR)
  • Confidence interval: range within which true effect likely lies (95% CI); if CI for RR crosses 1.0, not statistically significant
  • P-value: probability of observing result if null hypothesis true; p<0.05 conventionally significant

Threats to Validity

  • Selection bias (inadequate randomisation/allocation concealment)
  • Performance bias (lack of blinding)
  • Attrition bias (differential loss to follow-up)
  • Detection bias (unblinded outcome assessment)
  • Reporting bias (selective outcome reporting)

Differential Diagnosis

RCT FeaturePurposeThreat if Absent
RandomisationEqualise confounders between groupsConfounding
Allocation concealmentPrevent foreknowledge of allocationSelection bias
Blinding (participants)Prevent placebo effectPerformance bias
Blinding (assessors)Prevent biased outcome measurementDetection bias
ITT analysisPreserve randomisation benefitAttrition bias
Adequate sample sizeDetect true differencesType II error
Pre-registered protocolPrevent outcome switchingReporting bias

Diagnosis / Investigation

Critical Appraisal of RCTs (CASP)

  1. Was the trial focused on a clear question?
  2. Was allocation randomised and concealed?
  3. Were groups similar at baseline?
  4. Were participants/clinicians/assessors blinded?
  5. Were all participants accounted for (follow-up rate)?
  6. Were outcomes measured in a standard, valid way?
  7. Were results reported for all pre-specified outcomes?
  8. Was the treatment effect size clinically important?
  9. Were confidence intervals precise?
  10. Can results be applied to your population?

Statistical Concepts

  • Type I error (α): false positive (rejecting true null hypothesis); conventionally set at 0.05
  • Type II error (β): false negative (failing to reject false null hypothesis); conventionally 0.1-0.2
  • Power: 1 − β; probability of detecting a true difference
  • Intention-to-treat: includes all randomised participants; conservative estimate
  • Per-protocol: includes only compliant participants; may overestimate effect

Management

Landmark UK Medical Trials

  • MRC Streptomycin Trial (1948): first properly randomised clinical trial
  • ISIS-2 (1988): aspirin + streptokinase in acute MI; factorial design
  • HOPE (2000): ramipril in high-risk CVD patients
  • UKPDS (1998): intensive glucose control in T2DM
  • PARADIGM-HF (2014): sacubitril/valsartan in heart failure
  • DAPA-HF (2019): dapagliflozin in heart failure
  • RECOVERY (2020): dexamethasone in COVID-19

Ethical Considerations

  • Equipoise: genuine uncertainty about which treatment is better
  • Informed consent: participants fully informed of risks, benefits, alternatives
  • Data Safety Monitoring Board (DSMB): independent review of interim safety data
  • Stopping rules: pre-defined criteria for early termination (harm or overwhelming benefit)
  • Research Ethics Committee: approval required before recruitment
  • Clinical trial registration: mandatory prospective registration (e.g. ClinicalTrials.gov, ISRCTN)

Prognosis

  • RCTs provide the most reliable evidence for treatment decisions when properly conducted
  • Even well-designed RCTs may have limited external validity if populations are highly selected
  • Publication bias means positive trials are more likely published; funnel plots and Egger test assess this
  • Fragility index: number of patients whose outcome would need to change to make result non-significant
  • Replication of findings across multiple RCTs increases confidence in treatment effects

Other Relevant Information

CONSORT Flow Diagram Components

StageInformation
EnrolmentAssessed for eligibility, excluded (with reasons)
AllocationRandomised to intervention vs control
Follow-upLost to follow-up (with reasons), discontinued
AnalysisAnalysed (ITT), excluded from analysis (with reasons)

NNT Calculation Example

GroupEvent Rate
Control20% (0.20)
Treatment15% (0.15)
ARR5% (0.05)
NNT1/0.05 = 20