TextbookENTObstructive Sleep Apnoea

Obstructive Sleep Apnoea

Obstructive sleep apnoea (OSA) is characterised by recurrent upper airway collapse during sleep causing apnoeas and hypopnoeas, affecting 2-4% of middle-aged adults, and is associated with significant cardiovascular morbidity if untreated.

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Key Facts

OSA affects 2-4% of middle-aged adults; prevalence in obese men may be >20%; significantly underdiagnosed Characterised by recurrent partial (hypopnoea) or complete (apnoea) upper airway collapse during sleep Epworth Sleepiness Scale (ESS) score ≥11 suggests excessive daytime somnolence; ≥16 suggests severe Diagnosis: sleep study — apnoea-hypopnoea index (AHI): mild 5-14, moderate 15-29, severe ≥30 events/hour CPAP (continuous positive airway pressure) is first-line treatment for moderate-severe OSA (NICE TA139) Strong association with hypertension, cardiovascular disease, type 2 diabetes, stroke, and road traffic accidents DVLA: must cease driving if excessive sleepiness; notify DVLA; may resume when symptoms controlled with CPAP compliance Key risk factors: obesity (BMI >30), male sex, age >40, large neck circumference (>17 inches/43cm), retrognathia, tonsillar hypertrophy

Overview

Key Facts

OSA is a condition in which the upper airway repeatedly collapses during sleep, causing intermittent hypoxia, sleep fragmentation, and excessive daytime somnolence. It has significant cardiovascular, metabolic, and neurocognitive consequences and is a major cause of preventable road traffic accidents.

Epidemiology

  • Prevalence: 2-4% of middle-aged adults (estimated >1.5 million in UK)
  • Significantly underdiagnosed — 80-90% of cases unrecognised
  • Male:female ratio 2-3:1 (narrows after menopause)
  • Prevalence increases with obesity (>20% in BMI >30 men)
  • More common with increasing age

Aetiology

  • Obesity: most important modifiable risk factor; fat deposition around pharynx narrows airway
  • Anatomical: retrognathia/micrognathia, large tonsils/adenoids, macroglossia, deviated septum, nasal polyps
  • Male sex: different fat distribution, hormonal factors
  • Age: loss of muscle tone, weight gain
  • Alcohol and sedatives: relax pharyngeal muscles
  • Hypothyroidism: myxoedematous tissue, obesity
  • Acromegaly: macroglossia, soft tissue overgrowth
  • Down syndrome: midface hypoplasia, macroglossia, obesity

Pathophysiology

  • During sleep, pharyngeal dilator muscle tone decreases
  • In predisposed individuals, the airway narrows or collapses completely
  • Apnoea (cessation of airflow ≥10 seconds) or hypopnoea (≥30% reduction in airflow with ≥3% desaturation or arousal)
  • Results in intermittent hypoxia, hypercapnia, and repeated arousals from sleep
  • Sympathetic nervous system activation → hypertension, cardiovascular disease
  • Sleep fragmentation → excessive daytime somnolence, cognitive impairment
  • Cyclical pattern: sleep → obstruction → desaturation → arousal → airway opening → sleep → repeat

Clinical Presentation

Nocturnal Symptoms

  • Loud snoring (often reported by bed partner)
  • Witnessed apnoeas (bed partner observes breathing cessation)
  • Gasping/choking episodes during sleep
  • Restless sleep
  • Nocturia

Daytime Symptoms

  • Excessive daytime somnolence (falling asleep during activities)
  • Non-refreshing sleep
  • Morning headaches
  • Poor concentration and memory
  • Irritability and mood changes
  • Reduced libido

Examination

  • BMI (usually >30)
  • Neck circumference (>43cm/17 inches in males)
  • Mallampati score (III or IV — limited oropharyngeal view)
  • Retrognathia/micrognathia
  • Tonsillar hypertrophy
  • Nasal obstruction
  • Blood pressure (often hypertensive)

Red Flags

  • Falling asleep while driving (immediate driving cessation, DVLA notification)
  • Severe hypoxia (SpO2 <80%) on sleep study
  • Coexisting COPD (overlap syndrome — worse hypoxia)
  • Cor pulmonale (right heart failure)
  • Occupational risk (HGV driver, pilot, machine operator)

Differential Diagnosis

DiagnosisKey FeaturesInvestigation
Central sleep apnoeaApnoeas without respiratory effort, heart failure, opioidsSleep study (no airflow/effort)
Obesity hypoventilation syndromeObesity, daytime hypercapnia, often coexists with OSAABG (awake hypercapnia), sleep study
NarcolepsyExcessive daytime sleepiness, cataplexy, sleep paralysisMSLT, HLA-DQB1
Periodic limb movement disorderRestless legs, leg jerking during sleepSleep study (EMG)
HypothyroidismFatigue, weight gain, cold intolerance, hoarsenessTFTs
DepressionFatigue, low mood, poor concentration, sleep disturbancePHQ-9

Diagnosis / Investigation

Bedside

  • Epworth Sleepiness Scale (ESS): validated self-report questionnaire (score 0-24; ≥11 abnormal)
  • STOP-BANG questionnaire: screening tool (≥3 = high risk for OSA)
  • BMI, neck circumference
  • Mallampati score
  • Blood pressure
  • Pulse oximetry (may show desaturations)

Bloods

  • TFTs (exclude hypothyroidism)
  • HbA1c (diabetes screening)
  • FBC (polycythaemia from chronic hypoxia)
  • ABG if obesity hypoventilation syndrome suspected

Sleep Study

  • Home sleep study (limited polygraphy): first-line
    • Measures airflow (nasal cannula), respiratory effort (chest/abdominal bands), SpO2, snoring, body position
    • AHI (apnoea-hypopnoea index): mild 5-14, moderate 15-29, severe ≥30 events/hour
    • ODI (oxygen desaturation index): number of ≥4% desaturations per hour
  • Polysomnography (PSG): gold standard (in-lab); includes EEG, EMG, EOG; used if diagnostic uncertainty

Imaging

  • Not routinely required
  • Lateral cephalometry: if surgical planning (mandibular advancement)
  • CT/MRI upper airway: if structural cause suspected

Special Tests

  • Drug-induced sleep endoscopy (DISE): identifies site of upper airway collapse under sedation (guides surgical planning)

Management

Non-pharmacological

  • Weight loss: target 10% body weight reduction (can significantly reduce AHI)
  • Positional therapy: avoid supine sleeping (use positional device) for positional OSA
  • Alcohol and sedative avoidance (especially before bed)
  • Sleep hygiene: regular sleep schedule, avoid caffeine

Pharmacological

  • No first-line drug treatment for OSA
  • Modafinil: may be considered for residual daytime sleepiness despite adequate CPAP use (specialist use only)
  • Treat contributing conditions: hypothyroidism, nasal congestion

CPAP (Continuous Positive Airway Pressure)

  • First-line treatment for moderate-severe OSA (AHI ≥15) (NICE TA139)
  • Also offered for mild OSA (AHI 5-14) with significant symptoms
  • Pneumatic splint holds airway open during sleep
  • Reduces AHI to <5 in most patients
  • Improves daytime sleepiness, blood pressure, cardiovascular risk, quality of life
  • Compliance: critical; minimum 4 hours/night for benefit; long-term adherence 60-70%

Surgical

  • Mandibular advancement device (MAD): oral appliance; alternative to CPAP for mild-moderate OSA or CPAP intolerance (NICE TA139)
  • Tonsillectomy/adenoidectomy: first-line in children with OSA due to adenotonsillar hypertrophy
  • Uvulopalatopharyngoplasty (UPPP): limited evidence; reserved for selected patients
  • Maxillomandibular advancement: effective but major surgery
  • Hypoglossal nerve stimulation (Inspire device): for moderate-severe OSA intolerant of CPAP
  • Bariatric surgery: for morbid obesity with OSA

Referral Criteria

  • Sleep clinic/respiratory referral: suspected OSA (ESS ≥11, witnessed apnoeas, excessive sleepiness)
  • ENT referral: if upper airway structural cause (nasal obstruction, tonsillar hypertrophy)
  • DVLA notification: mandatory if excessive daytime sleepiness affecting driving

Prognosis

  • Untreated moderate-severe OSA associated with:
    • 3-6× increased risk of road traffic accidents
    • 2-3× increased risk of hypertension, cardiovascular events, and stroke
    • Increased risk of type 2 diabetes, AF, heart failure
    • Increased all-cause mortality
  • CPAP treatment: reduces excessive daytime sleepiness, normalises AHI, reduces BP by 2-3mmHg, reduces cardiovascular events
  • Weight loss of 10% can reduce AHI by 26-50%
  • Compliance with CPAP is the key determinant of long-term outcomes
  • OSA in children: tonsillectomy/adenoidectomy curative in >80%

Other Relevant Information

OSA Severity Classification

SeverityAHI (events/hour)Typical Management
Mild5-14Lifestyle, MAD, CPAP if symptomatic
Moderate15-29CPAP or MAD
Severe≥30CPAP

STOP-BANG Screening Questionnaire

LetterQuestionScore
SSnoring — do you snore loudly?1
TTired — do you feel tired/sleepy during the day?1
OObserved — has anyone observed you stop breathing during sleep?1
PPressure — do you have or are you treated for high blood pressure?1
BBMI >35?1
AAge >50?1
NNeck circumference >40cm?1
GGender — male?1
≥3 = high risk for OSA

DVLA and OSA

SituationAction
Excessive daytime sleepinessMust stop driving immediately
Confirmed OSAMust notify DVLA
CPAP-controlledMay resume driving when sleepiness resolved and CPAP compliant
Group 2 (HGV/bus)Stricter criteria; must demonstrate objective CPAP compliance